PANGAEA ASSET MANAGEMENT, LLC
CRD #147930 SEC #801-69569 CHICAGO, IL 312-447-6120
SEC Registered
Total AUM
$924.5M
Discretionary
$924.5M
Employees
--
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAX, THOMAS, JOSEPH | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BAX, THOMAS, JOSEPH | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, MICHAEL, PATRICK | I | EXECUTIVE VICE PRESIDENT AND MEMBER | NA | Control |
| KING, MICHAEL, PATRICK | I | EXECUTIVE VICE PRESIDENT AND MEMBER | NA | Control |
| SOLOW, TODD, JEFFREY | I | DIRECTOR AND MEMBER | NA | Control |
| SOLOW, TODD, JEFFREY | I | DIRECTOR AND MEMBER | NA | Control |
| THOMSON, JOHN, LAWRENCE | I | DIRECTOR AND MEMBER | NA | Control |
| THOMSON, JOHN, LAWRENCE | I | DIRECTOR AND MEMBER | NA | Control |
| NORWEST EQUITY PARTNERS VIII, LP | DE | MEMBER | E | Control |
| NORWEST EQUITY PARTNERS VIII, LP | DE | MEMBER | E | Control |
| SCHMUCK, DAVID, RICHARD | I | CHIEF OPERATING OFFICER AND MEMBER | A | Control |
| SCHMUCK, DAVID, RICHARD | I | CHIEF OPERATING OFFICER AND MEMBER | A | Control |
| SHEAR, BARRY, NEIL | I | CHIEF EXECUTIVE OFFICER AND MEMBER | A | Control |
| SHEAR, BARRY, NEIL | I | CHIEF EXECUTIVE OFFICER AND MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ITASCA PARTNERS VIII, LLC | DE | NORWEST EQUITY PARTNERS VIII, LP | F | Control |
| ITASCA PARTNERS VIII, LLC | DE | NORWEST EQUITY PARTNERS VIII, LP | F | Control |
| AUGUSTUS VENTURES, L.L.C. | DE | NORWEST LIMITED LP, LLLP | E | Control |
| AUGUSTUS VENTURES, L.L.C. | DE | NORWEST LIMITED LP, LLLP | E | Control |
| NERO LIMITED, LLC | DE | AUGUSTUS VENTURES, L.L.C. | E | Control |
| NERO LIMITED, LLC | DE | AUGUSTUS VENTURES, L.L.C. | E | Control |
| NORWEST LIMITED LP, LLLP | DE | NORWEST EQUITY PARTNERS VIII, LP | E | Control |
| NORWEST LIMITED LP, LLLP | DE | NORWEST EQUITY PARTNERS VIII, LP | E | Control |
| WELLS FARGO & COMPANY | DE | NERO LIMITED, LLC | E | Control |
| WELLS FARGO & COMPANY | DE | NERO LIMITED, LLC | E | Control |
Registrations
Federal
IA
Jul 2, 2009 REGISTERED
Address
311 S. WACKER DRIVESUITE 5200
CHICAGO, IL 60606
United States
Phone: 312-447-6120