RIA Intelligence

HEADWATERS HOLDINGS LLC

CRD #147935 SEC #801-69442 SAUSALITO, CA 415-962-3551
SEC Registered
Total AUM
$125M
Discretionary
$125M
Employees
5
Clients
0
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 8, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GOSHAY, JEFFREY, DAVIDICHIEF COMPLIANCE OFFICERC Control
GOSHAY, JEFFREY, DAVIDICHIEF COMPLIANCE OFFICERC Control
PRIORESCHI, LUISA, ROSEIMEMBERC Control
PRIORESCHI, LUISA, ROSEIMEMBERC Control
UNGAR, JONATHAN, DAVIDIMEMBERC Control
UNGAR, JONATHAN, DAVIDIMEMBERC Control
KAHN, SHELDONIMEMBERB Control
KAHN, SHELDONIMEMBERB Control

Registrations

Federal

IA
Feb 8, 2011 REGISTERED

Address

30 LIBERTYSHIP WAY
SUITE 3200
SAUSALITO, CA 94965
United States
Phone: 415-962-3551