CHARLES CARROLL FINANCIAL PARTNERS, LLC
CRD #147960 SEC #801-122036 NEEDHAM, MA 855-585-3600
SEC Registered
Total AUM
$99.2M
Discretionary
$99.2M
Employees
2
Clients
1
Accounts
111
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 4, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HAYES, CARROLL, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 4, 2023 REGISTERED
Notice Filings (3)
MA NH VA
Address
1329 HIGHLAND AVENUENEEDHAM, MA 02492
United States
Phone: 855-585-3600