ELLIOTT-LEDGERWOOD & COMPANY
Legal name: SOUTH VALLEY WEALTH MANAGEMENT
CRD #14797 SEC #801-61535 KLAMATH FALLS, OR 541-882-5488
SEC Registered Broker-Dealer
Total AUM
$85.9M
Discretionary
$46.8M
Employees
11
Clients
1
Accounts
295
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DINAPOLI, DEBRA DENISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DINAPOLI, DEBRA DENISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DINAPOLI, DEBRA DENISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DINAPOLI, DEBRA DENISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULBERT, ALISON ANNA | I | CHIEF FINANCIAL OFFICER | NA | |
| HULBERT, ALISON ANNA | I | CHIEF FINANCIAL OFFICER | NA | |
| HULBERT, ALISON ANNA | I | CHIEF FINANCIAL OFFICER | NA | |
| HULBERT, ALISON ANNA | I | CHIEF FINANCIAL OFFICER | NA | |
| HULBERT, ALISON ANNA | I | CHIEF FINANCIAL OFFICER | NA | |
| HULBERT, ALISON ANNA | I | CHIEF FINANCIAL OFFICER | NA | |
| LEDGERWOOD, MARTIN RICHARD | I | VICE-PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | VICE-PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | VICE-PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | VICE-PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | VICE-PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | PRESIDENT | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | PRESIDENT | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | VICE-PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | VICE-PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | PRESIDENT AND CCO | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | PRESIDENT AND CCO | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | PRESIDENT AND CCO | NA | Control |
| LEDGERWOOD, MARTIN RICHARD | I | PRESIDENT AND CCO | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | VICE-PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | VICE-PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | VICE-PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | VICE-PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | VICE-PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | SECRETARY/TREASURER | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | VICE-PRESIDENT | NA | Control |
| LEDGERWOOD, RICHARD STEVEN | I | SECRETARY/TREASURER | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| PEDERSON, CLARK DEAN | I | VICE-PRESIDENT | NA | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
| SOUTH VALLEY BANCORP, INC. | DE | FINANCIAL HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (2)
CA OR
Address
810 MAIN STREETKLAMATH FALLS, OR 97601
United States
Phone: 541-882-5488