LCM ADVISORY SERVICES, LLC
CRD #147980 SEC #801-69680 SANTA ANA, CA 949-724-8848
SEC Registered
Total AUM
$58.6M
Discretionary
$0
Employees
1
Clients
11
Accounts
142
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| LEWIS, JOHN, JOSEPH | I | MANAGING MEMBER AND INVESTMENT ADVISORY REPRESENTATIVE | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RAGUSE, THOMAS, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
May 10, 2012 REGISTERED
Notice Filings (1)
CA
Address
1811 EAST GARRY AVENUESANTA ANA, CA 92705
United States
Phone: 949-724-8848