MIRAE ASSET SECURITIES (USA) INC.
Legal name: MIRAE ASSET USA INC.
CRD #147991 SEC #801-69516 NEW YORK, NY 212-809-7171 EXT.12
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Apr 22, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATCHA, CHRISTIAN ANDREW | I | GSP | NA | |
| GONG, YOUNG GUK | I | CEO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LI, XIAOYAN | I | FINOP | NA | |
| MIRAE ASSET HONG KONG LIMITED | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MIRAE ASSET CAPITAL | FE | MIRAE ASSET LIFE INSURANCE | D | Control |
| MIRAE ASSET SECURITIES, CO., LTD | FE | MIRAE ASSET HONG KONG LIMITRD | D | Control |
| MIRAE ASSET CAPITAL | FE | MIRAE ASSET SECURITIES CO. LTD | C | Control |
| MIRAE ASSET LIFE INSURANCE | FE | MIRAE ASSET HONG KONG LIMITED | C | Control |
| PARK, HYEONJOO | I | MIRAE ASSET CAPITAL | C | Control |
Registrations
Federal
IA
Apr 22, 2009 REGISTERED
Notice Filings (1)
NY
Address
ONE BRYANT PARK39TH FLOOR
NEW YORK, NY 10036
United States
Phone: 212-809-7171 EXT.12