TFG WEALTH MANAGEMENT, LLC
CRD #148025 SEC #801-116753 NEWTOWN, PA 866-296-8156
SEC Registered
Total AUM
$143.2M
Discretionary
$135.7M
Employees
5
Clients
0
Accounts
674
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
| FRIED, MARK, DAVID | I | MANAGING MEMBER/CCO | E | Control |
Registrations
Federal
IA
Mar 20, 2023 REGISTERED
Notice Filings (6)
DE FL LA NH NJ PA
Address
538 DURHAM ROADNEWTOWN, PA 18940
United States
Phone: 866-296-8156