CROSSWIND ADVISORY LLC
CRD #148042 SEC #801-69488 SAN DIEGO, CA 858-453-5100
SEC Registered
Total AUM
$10M
Discretionary
$10M
Employees
5
Clients
0
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Feb 18, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICHMOND, RANDOLPH, GEORGE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHMOND, RANDOLPH, GEORGE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICHMOND, RANDOLPH, GEORGE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 18, 2009 REGISTERED
Notice Filings (2)
CA NV
Address
3655 NOBEL DRIVE, SUITE 350SAN DIEGO, CA 92122-1005
United States
Phone: 858-453-5100