PUBLIC FUND INVESTMENT STRATEGIES, LLC
Legal name: PFI STRATEGIES
CRD #148062 SEC #801-69487 CHESTERFIELD, MO 636-447-7402
SEC Registered
Total AUM
$141M
Discretionary
$0
Employees
1
Clients
11
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOETTING, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOETTING, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOETTING, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOETTING, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOETTING, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOETTING, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOETTING, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Jun 1, 2012 REGISTERED
Notice Filings (3)
AL CA MO
Address
17295 CHESTERFIELD AIRPORTCHESTERFIELD, MO 63005
United States
Phone: 636-447-7402