EMPERY ASSET MANAGEMENT, LP

CRD #148180 SEC #801-121889 NEW YORK CITY, NY 212-608-3300

SEC Registered Private Funds

Total AUM

$170.8M

Discretionary

$170.8M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Partnership
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 28, 2025
Branch Offices: 1
LEI: 2549005WYJFSFA72KS21

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DIRECTOR, BRETT, STEVEN	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
EMPERY AM GP, LLC	DE	GENERAL PARTNER	NA	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	MANAGING PARTNER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER	D	Control
LANE, RYAN, MATTHEW	I	MANAGING PARTNER	D	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
HOE, MARTIN, D.	I	CHIEF INVESTMENT OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control
LANE, RYAN, MATTHEW	I	CHIEF OPERATING OFFICER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
HOE, MARTIN, D.	I	EMPERY AM GP, LLC	D	Control
HOE, MARTIN, D.	I	EMPERY AM GP, LLC	D	Control
HOE, MARTIN, D.	I	EMPERY AM GP, LLC	D	Control
HOE, MARTIN, D.	I	EMPERY AM GP, LLC	D	Control
HOE, MARTIN, D.	I	EMPERY AM GP, LLC	D	Control
HOE, MARTIN, D.	I	EMPERY AM GP, LLC	D	Control
HOE, MARTIN, D.	I	EMPERY AM GP, LLC	D	Control
LANE, RYAN, MATTHEW	I	EMPERY AM GP, LLC	D	Control
LANE, RYAN, MATTHEW	I	EMPERY AM GP, LLC	D	Control
LANE, RYAN, MATTHEW	I	EMPERY AM GP, LLC	D	Control
LANE, RYAN, MATTHEW	I	EMPERY AM GP, LLC	D	Control
LANE, RYAN, MATTHEW	I	EMPERY AM GP, LLC	D	Control
LANE, RYAN, MATTHEW	I	EMPERY AM GP, LLC	D	Control
LANE, RYAN, MATTHEW	I	EMPERY AM GP, LLC	D	Control

Registrations

Federal

Mar 28, 2025 REGISTERED

Notice Filings (2)

CA OK

Address

ONE ROCKEFELLER PLAZA
SUITE 1205
NEW YORK CITY, NY 10020
United States

Phone: 212-608-3300