PCG ASSET MANAGEMENT, LLC
Legal name: PRIVATE CLIENT GROUP ASSET MANAGEMENT
CRD #148208 SEC #801-126371 GLADSTONE, NJ 908-719-3024
SEC Registered
Total AUM
$136.2M
Discretionary
$136.2M
Employees
5
Clients
26
Accounts
206
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| AAAS WEALTH AND ADVISORY LLC | DE | MEMBER | NA | |
| LENSKOLD, KENNETH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LENSKOLD, KENNETH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER | E | Control |
| JOHNSON, DAVID, WORDLOW | I | MANAGER | E | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| PRIVATE CLIENT GROUP, LLC | DE | SOLE MEMBER | B | Control |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A | |
| JOHNSON, CHRISTINA | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| URBEALIS, RICHARD, CHARLES | I | PRIVATE CLIENT GROUP, LLC | F | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C | |
| ROCK ASSOCIATES LLC | DE | AAAS WEALTH AND ADVISORY LLC | C |
Registrations
Federal
IA
Aug 19, 2025 REGISTERED
Notice Filings (7)
CT FL NH NJ NY PA TX
Address
240 MAIN STREETSUITE 200
GLADSTONE, NJ 07934
United States
Phone: 908-719-3024