TMFS - TUCSON, LLC
Legal name: THE MUTUAL FUND STORE
CRD #148220 SEC #801-69557 TUCSON, AZ 520-297-1171
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 20, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SORIANO, JORGE, ARMANDO | I | CHIEF COMPLIANCE OFFICER/SENIOR INVESTMENT ADVISOR | NA | Control |
| WALZ, KELLY, ANN | I | MEMBER | NA | |
| CRANDELL, TAMELA, LYNN | I | MANAGING MEMBER | C | Control |
| EIDSON, TERRY, WILLIAM | I | MEMBER | B | |
| SPEHAR, DAVID, LEE | I | MEMBER | B | |
| ENRIGHT, THOMAS, EDWARD | I | MEMBER | A | |
| SPEHAR, DAVID, MICHAEL | I | MEMBER | A | |
| STURTRIDGE, JOHN, GARY | I | MEMBER | A | |
| WOLLMUTH, EDWARD, PAUL | I | MEMBER | A |
Registrations
Federal
IA
Feb 20, 2009 REGISTERED
Notice Filings (1)
AZ
Address
7225 N. ORACLE RDSUITE 112
TUCSON, AZ 85704
United States
Phone: 520-297-1171