THE GRAHAM & DODD FUND L.L.C.
Legal name: GRAHAM & DODD FUND L.L.C.
CRD #148285 SEC #801-69949 NEW YORK, NY 212-649-5884
SEC Registered Disclosures
Total AUM
$3.9M
Discretionary
$3.9M
Employees
5
Clients
--
Accounts
11
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 17, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURNS, DOLORES, PATRICIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| REDPATH, CHRISTOPHER, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | E | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | E | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | E | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | E | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR | E | |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | E | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | E | Control |
| MONTERO-ROSEN, DAVID, MAURICE MASTEN | I | MANAGING MEMBER | D | Control |
| KELLY, HARRY, HARBAUGH | I | CHIEF COMPLIANCE OFFICER/MEMBER | C | |
| RICE, LOUIS, GREGORY | I | PARTIAL OWNER | C | Control |
| RICE, LOUIS, GREGORY | I | PARTIAL OWNER | C | Control |
| RICE, LOUIS, GREGORY | I | PARTIAL OWNER | C | Control |
| BARRETT, JAMES, EDWARD | I | MEMBER | B | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | |
| BARRETT, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B |
Registrations
Federal
IA
Oct 17, 2016 REGISTERED
Notice Filings (2)
CA NY
Address
192 LEXINGTON AVENUESUITE 1201
NEW YORK, NY 10016
United States
Phone: 212-649-5884