CARAVAN CAPITAL MANAGEMENT LLC

CRD #148301 SEC #801-110208 TACOMA, WA 253-302-5035

SEC Registered Private Funds

Total AUM

$69.5M

Discretionary

$69.5M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 1, 2020
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
GOLDBERG, FREDERICK, M	I	MEMBER	NA
GOLDBERG, FREDERICK, M	I	MEMBER	NA
GOLDBERG, FREDERICK, MILES	I	MEMBER	NA
GOLDBERG, FREDERICK, MILES	I	MEMBER	NA
GOLDBERG, FREDERICK, MILES	I	MEMBER	NA
GOLDBERG, FREDERICK, MILES	I	MEMBER	NA
GOLDBERG, FREDERICK, MILES	I	MEMBER	NA
GOLDBERG, FREDERICK, MILES	I	MEMBER	NA
GOLDBERG, FREDERICK, MILES	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
KIM, EDWARD, YOUNG-SOO	I	MEMBER	NA
SCHORNO, GLENN, E	I	MEMBER	NA
SCHORNO, GLENN, E	I	MEMBER	NA
SCHORNO, GLENN, EVERETT	I	MEMBER	NA
SCHORNO, GLENN, EVERETT	I	MEMBER	NA
SCHORNO, GLENN, EVERETT	I	MEMBER	NA
SCHORNO, GLENN, EVERETT	I	MEMBER	NA
SCHORNO, GLENN, EVERETT	I	MEMBER	NA
Sueyoshi, Clifford, H	I	MEMBER	NA
Sueyoshi, Clifford, H	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, ELIZABETH, CLAPP	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
WILLIAMS, JOSEPH, SCOTT	I	MEMBER	NA
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
QUISENBERRY, CLIFFORD, HALE	I	MANAGING MEMBER	C	Control
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
ANGEL OAK CANOPY PARTNERS, LLC	DE	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MEMBER	B
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
GRIFFITH, BENJAMIN, GRANT	I	MANAGING MEMBER	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
IBANEZ DE OPACUA, SALVADOR	I	MANAGING MEMBER, CCO	B	Control
SCHORNO, GLENN, EVERETT	I	MEMBER	A
SCHORNO, GLENN, EVERETT	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SILVERA, DAVID, DIBLEE	I	ANGEL OAK CANOPY PARTNERS, LLC	F
SMITH, BRIAN	I	ANGEL OAK CANOPY PARTNERS, LLC	F
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
FIERMAN, MICHAEL, ALLEN	I	ANGEL OAK CANOPY PARTNERS, LLC	C
PRABHU, SREENIWAS, VIKRAM	I	ANGEL OAK CANOPY PARTNERS, LLC	C

Registrations

Federal

Jul 1, 2020 REGISTERED

Notice Filings (2)

MA WA

Address

950 PACIFIC AVENUE
SUITE 500
TACOMA, WA 98402
United States

Phone: 253-302-5035