RIA Intelligence

FINANCIAL RESOURCE MANAGEMENT, INC.

CRD #148305 SEC #801-69630 MEMPHIS, TN 901-767-5755
SEC Registered
Total AUM
$76.3M
Discretionary
$76.3M
Employees
6
Clients
1
Accounts
568

Firm Details

Organization Type
Corporation
State of Formation
Tennessee
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 20, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
STUART, PHILLIP, LEEICHIEF COMPLIANCE OFFICERNA Control
STUART, PHILLIP, LEEICHIEF COMPLIANCE OFFICERNA Control
STUART, PHILLIP, LEEICHIEF COMPLIANCE OFFICERNA Control
STUART, PHILLIP, LEEICHIEF COMPLIANCE OFFICERNA Control
STUART, PHILLIP, LEEICHIEF COMPLIANCE OFFICERNA Control
STUART, PHILLIP, LEEICHIEF COMPLIANCE OFFICERNA Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENTC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENTC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENTC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENTC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENTC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENTC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
FRATESI, ROBERT, JOSEPHIVICE-PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
GREENE, JERRY, LEEISECRETARYC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control
JOHNSTON, JAMES, KEVINIPRESIDENTC Control

Registrations

Federal

IA
Apr 20, 2012 REGISTERED

Notice Filings (6)

AR FL LA MS TN TX

Address

775 RIDGE LAKE BLVD
SUITE 150
MEMPHIS, TN 38120
United States
Phone: 901-767-5755