ETSPREADS, LLC

CRD #148363 SEC #801-69640 DENVER, CO 800-955-9988

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 29, 2020
Branch Offices: 0
LEI: 549300YDG2UHTSP5B531

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AXELSON, TERESA, ELAINE	I	CCO	NA	Control
AXELSON, TERESA, ELAINE	I	CCO	NA	Control
AXELSON, TERESA, ELAINE	I	CCO	NA	Control
AXELSON, TERESA, ELAINE	I	CCO	NA	Control
PUSCH, GREGORY, THOMAS	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
PUSCH, GREGORY, THOMAS	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
PUSCH, GREGORY, THOMAS	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
PUSCH, GREGORY, THOMAS	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO, CCO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO, CCO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
ROGERS, STEPHEN, CRAIG	I	SENIOR PARTNER, CEO	NA	Control
YEE, RODNEY, DOUGLAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
YEE, RODNEY, DOUGLAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
CCM PARTNERS	DE	MANAGING MEMBER	D	Control
CCM PARTNERS	DE	MANAGING MEMBER	D	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CCM PARTNERS	DE	MANAGING MEMBER	C	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	C	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	C	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	C	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	C	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER, COO, CHIEF COMPLIANCE OFFICER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
CLARK, MATTHEW, TAYLOR	I	NON-MANAGING MEMBER	B	Control
CLARK, MATTHEW, TAYLOR	I	PARTNER	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control
MOCK, WILLIAM, PATRICK	I	NON-MANAGING MEMBER	B	Control
MOCK, WILLIAM, PATRICK	I	PARTNER, CIO	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
RICHARD F SHELTON INC	DE	RFS PARTNERS, LP	E	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
CUTTER, CURTIS, BROOKS	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RFS PARTNERS	DE	CCM PARTNERS, LP	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
RICHARD F SHELTON IRREVOCABLE TRUST	DE	RICHARD F SHELTON INC	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, CELIA, SHELTON	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control
ROGERS, STEPHEN, CRAIG	I	RICHARD F SHELTON IRREVOCABLE TRUST	C	Control

Registrations

Federal

May 29, 2020 REGISTERED

Address

1875 LAWRENCE STREET
SUITE 300
DENVER, CO 80202-1805
United States

Phone: 800-955-9988