MERGANSER CAPITAL MANAGEMENT, INC.
CRD #148380 SEC #801-69757 BOSTON, MA 617-494-1000
SEC Registered Private Funds
Total AUM
$7.3B
Discretionary
$7.3B
Employees
27
Clients
--
Accounts
92
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADDIS, JEFFREY, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDIS, JEFFREY, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDIS, JEFFREY, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDIS, JEFFREY, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDIS, JEFFREY, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDIS, JEFFREY, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDIS, JEFFREY, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEDROSIAN, EDWARD, R. | I | PRESIDENT & CEO | NA | Control |
| BEDROSIAN, EDWARD, R. | I | PRESIDENT & CEO | NA | Control |
| DIAMOND, JEREMY | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| DIAMOND, JEREMY | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| KAZEL, RONALD, DANIEL | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KAZEL, RONALD, DANIEL | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| KAZEL, RONALD, DANIEL | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| KAZEL, RONALD, DANIEL | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| KAZEL, RONALD, DANIEL | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| KAZEL, RONALD, DANIEL | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| KAZEL, RONALD, DANIEL | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| KELLY, DOUGLAS, A. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, DOUGLAS, A. | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, DOUGLAS, A. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, DOUGLAS, A. | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, DOUGLAS, A. | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, DOUGLAS, A. | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, DOUGLAS, A. | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, DOUGLAS, A. | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KETCHUM, PAMELA, ELLEN | I | HEAD OF CLIENT SERVICE | NA | Control |
| LYGHT, ROSE-MARIE | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| LYGHT, ROSE-MARIE | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| LYGHT, ROSE-MARIE | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| LYGHT, ROSE-MARIE | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| LYGHT, ROSE-MARIE | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| LYGHT, ROSE-MARIE | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| LYGHT, ROSE-MARIE | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| LYGHT, ROSE-MARIE | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| SICILIANO, MICHAEL, ALFRED | I | DIRECTOR OF SALES & MARKETING | NA | Control |
| SICILIANO, MICHAEL, ALFRED | I | DIRECTOR OF SALES & MARKETING | NA | Control |
| SICILIANO, MICHAEL, ALFRED | I | DIRECTOR OF SALES & MARKETING | NA | Control |
| SICILIANO, MICHAEL, ALFRED | I | DIRECTOR OF SALES & MARKETING | NA | Control |
| SMOCK, ANDREW, M | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SMOCK, ANDREW, M | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SMOCK, ANDREW, M | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SMOCK, ANDREW, M | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SMOCK, ANDREW, M | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SMOCK, ANDREW, M | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SZABO, ERIC, CHARLES | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SZABO, ERIC, CHARLES | I | ANNALY SUPERVISORY COMMITTEE | NA | Control |
| SZABO, ERIC, CHARLES | I | ANNALY SUPERVISORY COMMITEE | NA | Control |
| SZABO, ERIC, CHARLES | I | ANNALY SUPERVISORY COMMITEE | NA | Control |
| WICKEY, DANIEL | I | TREASURER | NA | Control |
| WICKEY, DANIEL | I | TREASURER | NA | Control |
| WICKEY, DANIEL | I | TREASURER | NA | Control |
| WICKEY, DANIEL | I | TREASURER | NA | Control |
| WICKEY, DANIEL | I | TREASURER | NA | Control |
| WICKEY, DANIEL | I | TREASURER | NA | Control |
| WICKEY, DANIEL | I | TREASURER | NA | Control |
| WOERNER, RICHARD, F. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
| ANNALY CAPITAL MANAGEMENT, INC. | DE | OWNER | E | Control |
Registrations
Federal
IA
Mar 6, 2013 REGISTERED
Notice Filings (2)
MA PA
Address
99 HIGH STREET28TH FLOOR
BOSTON, MA 02110-2320
United States
Phone: 617-494-1000