BACKSHORE CAPITAL, LLC
CRD #148418 SEC #801-69831 SAN FRANCISCO, CA 415-810-7069
SEC Registered Broker-Dealer
Total AUM
$3M
Discretionary
$3M
Employees
5
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 13, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KELMON, MATTHEW, NMN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KELMON, MATTHEW, NMN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KELMON, MATTHEW, NMN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KELMON, MATTHEW, NMN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KELMON, MATTHEW, NMN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KELMON, MATTHEW, NMN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KELMON, MATTHEW, NMN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| NEWTON, THOMAS, PHILLIP | I | MEMBER | C | Control |
| NEWTON, THOMAS, PHILLIP | I | MEMBER | C | Control |
| NEWTON, THOMAS, PHILLIP | I | MEMBER | C | |
| NEWTON, THOMAS, PHILLIP | I | MEMBER | C | |
| NEWTON, THOMAS, PHILLIP | I | MEMBER | C |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEWTON, THOMAS, PHILLIP | I | BACKSHORE CAPITAL, LLC | C | Control |
| NEWTON, THOMAS, PHILLIP | I | BACKSHORE CAPITAL, LLC | C | Control |
Registrations
Federal
IA
Oct 13, 2009 REGISTERED
Notice Filings (1)
CA
Address
251 POST STREET, SUITE 500SAN FRANCISCO, CA 94108
United States
Phone: 415-810-7069