ELLIOTT CHARLES COX, II
Legal name: TOUCHSTONE FINANCIAL MANAGEMENT
CRD #148424 SEC #801-70415 BURLINGAME, CA 650-579-6695
SEC Registered
Total AUM
$5M
Discretionary
$0
Employees
5
Clients
0
Accounts
80
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 8, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COX, ELLIOTT, CHARLES | I | SOLE PROPIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| COX, ELLIOTT, CHARLES | I | SOLE PROPIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| COX, ELLIOTT, CHARLES | I | SOLE PROPIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| COX, ELLIOTT, CHARLES | I | SOLE PROPIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| COX, ELLIOTT, CHARLES | I | SOLE PROPIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 8, 2009 REGISTERED
Notice Filings (1)
CA
Address
500 AIRPORT BLVD SUITE 100BURLINGAME, CA 94010
United States
Phone: 650-579-6695