TRI-STAR FINANCIAL SERVICES LLC
Legal name: TRI-STAR FINANCIAL
CRD #148450 SEC #801-78485 EL SEGUNDO, CA 310-414-1500
SEC Registered
Total AUM
$49.4M
Discretionary
$0
Employees
4
Clients
0
Accounts
1,109
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2020 | $49.4M | $0 | $49.4M | 4 | 0 |
| Mar 2019 | $41.7M | $41.7M | $0 | 4 | 0 |
| Feb 2018 | $40.4M | $40.4M | $0 | 1 | 1,000 |
| Dec 2017 | $36.5M | $36.5M | $0 | 1 | 3,000 |
| Dec 2017 | $36.5M | $36.5M | $0 | 1 | 3,000 |
| Mar 2017 | $36.5M | $36.5M | $0 | 2 | 800 |
| Feb 2016 | $38.2M | $38.2M | $0 | 2 | 800 |
| Feb 2015 | $42.9M | $42.9M | $0 | 3 | 1,300 |
| Feb 2015 | $42.9M | $42.9M | $0 | 3 | 1,300 |
| Mar 2014 | $36.8M | $36.2M | $641K | 7 | 589 |
| Oct 2013 | $31.2M | $28.6M | $2.6M | 2 | 1,000 |
| Aug 2013 | $31.2M | $28.6M | $2.6M | 2 | 1,000 |
DateFeb 2020
Total AUM$49.4M
Discretionary$0
Non-Disc.$49.4M
Employees4
Clients0
DateMar 2019
Total AUM$41.7M
Discretionary$41.7M
Non-Disc.$0
Employees4
Clients0
DateFeb 2018
Total AUM$40.4M
Discretionary$40.4M
Non-Disc.$0
Employees1
Clients1,000
DateDec 2017
Total AUM$36.5M
Discretionary$36.5M
Non-Disc.$0
Employees1
Clients3,000
DateDec 2017
Total AUM$36.5M
Discretionary$36.5M
Non-Disc.$0
Employees1
Clients3,000
DateMar 2017
Total AUM$36.5M
Discretionary$36.5M
Non-Disc.$0
Employees2
Clients800
DateFeb 2016
Total AUM$38.2M
Discretionary$38.2M
Non-Disc.$0
Employees2
Clients800
DateFeb 2015
Total AUM$42.9M
Discretionary$42.9M
Non-Disc.$0
Employees3
Clients1,300
DateFeb 2015
Total AUM$42.9M
Discretionary$42.9M
Non-Disc.$0
Employees3
Clients1,300
DateMar 2014
Total AUM$36.8M
Discretionary$36.2M
Non-Disc.$641K
Employees7
Clients589
DateOct 2013
Total AUM$31.2M
Discretionary$28.6M
Non-Disc.$2.6M
Employees2
Clients1,000
DateAug 2013
Total AUM$31.2M
Discretionary$28.6M
Non-Disc.$2.6M
Employees2
Clients1,000