MARTIN THOMAS WEALTH MANAGEMENT, LLC
Legal name: MARTIN THOMAS WEALTH MANAGEMENT
CRD #148465 SEC #801-69652 PALO ALTO, CA 650-617-8808
SEC Registered
Total AUM
$108.9M
Discretionary
$106.1M
Employees
5
Clients
10
Accounts
452
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 21, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BICKER, MARTIN, [NONE] | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| BICKER, MARTIN, [NONE] | I | MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| BICKER, MARTIN, [NONE] | I | MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| MCGUIRK, THOMAS, JOSEPH | I | MEMBER | D | Control |
| MCGUIRK, THOMAS, JOSEPH | I | MEMBER | D | Control |
| MCGUIRK, THOMAS, JOSEPH | I | MEMBER | D | Control |
Registrations
Federal
IA
Jan 21, 2010 REGISTERED
Notice Filings (2)
CA TX
Address
2221 EL CAMINO REALPALO ALTO, CA 94306
United States
Phone: 650-617-8808