WHALEN AINSWORTH CAPITAL MANAGEMENT, LLC
CRD #148488 SEC #801-70344 WOBURN, MA 781-569-5880
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 18, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AINSWORTH, LAYNE, LYLE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| WHALEN, CHRISTOPHER, JAMES | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
Sep 18, 2009 REGISTERED
Notice Filings (1)
MA
Address
400 TRADE CENTERSUITE 5900
WOBURN, MA 01801-7471
United States
Phone: 781-569-5880