CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC
Legal name: CORNERSTONE CAPITAL MANAGEMENT
CRD #148500 SEC #801-69663 NEW YORK, NY 212-938-6500
SEC Registered Private Funds
Total AUM
$14B
Discretionary
$14B
Employees
49
Clients
--
Accounts
59
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 24, 2017
- Branch Offices
- --
- LEI
- 549300DANG85NSVIG704
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | ELECTED MANAGER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | ELECTED MANAGER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | ELECTED MANAGER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | ELECTED MANAGER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | ELECTED MANAGER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | ELECTED MANAGER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | ELECTED MANAGER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ADERBURY, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | HEAD OF OPERATIONS | NA | Control |
| ATTERBURY, DAVID | I | HEAD OF OPERATIONS | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| ATTERBURY, DAVID | I | HEAD OF OPERATIONS | NA | Control |
| ATTERBURY, DAVID | I | HEAD OF OPERATIONS | NA | Control |
| ATTERBURY, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| BEDARD, DAVID, G | I | MEMBER | NA | Control |
| BEDARD, DAVID, G | I | MEMBER | NA | Control |
| BEDARD, DAVID, G | I | MEMBER | NA | Control |
| BEDARD, DAVID, G | I | MEMBER | NA | Control |
| BEDARD, DAVID, G | I | MEMBER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| CRISTINA, DONNAMARIE | I | SECRETARY | NA | Control |
| ELAVIA, TONY, H | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ELAVIA, TONY, H | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELAVIA, TONY, H | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MEMBER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MEMBER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MEMBER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MEMBER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MEMBER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| KAMP, THOMAS, GREGORY | I | ELECTED MANAGER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| KAMP, THOMAS, GREGORY | I | ELECTED MANAGER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | ELECTED MANAGER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| KAMP, THOMAS, GREGORY | I | MANAGER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | ELECTED MANAGER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | ELECTED MANAGER, PRESIDENT | NA | Control |
| KAMP, THOMAS, GREGORY | I | ELECTED MANAGER, PRESIDENT | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, TREASURER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS, SENIOR MANAGING DIRECTOR | NA | Control |
| LAWTON, DREW, EDWARD | I | HEAD OF TRADITIONAL SCALE BUSINESSES, CHAIRMAN OF THE BOARD | NA | Control |
| LAWTON, DREW, EDWARD | I | HEAD OF TRADITIONAL SCALE BUSINESSES, CHAIRMAN OF THE BOARD | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | HEAD OF TRADITIONAL SCALE BUSINESSES, CHAIRMAN OF THE BOARD | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | |
| Lehneis, Kirk, C | I | ELECTED MANAGER | NA | Control |
| Lehneis, Kirk, C | I | ELECTED MANAGER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MICUCCI, ALISON, HIERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MICUCCI, ALISON, HIERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBERSCHEWEN, JENNIFER, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | MANAGING DIRECTOR | NA | Control |
| OK, FRANCIS, JOO HWAN | I | SENIOR VICE PRESIDENT | NA | Control |
| PROTAS, LUCILLE, MARIAN | I | ELECTED MANAGER, ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| PROTAS, LUCILLE, MARIAN | I | ELECTED MANAGER, ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| PROTAS, LUCILLE, MARIAN | I | ELECTED MANAGER, ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| PROTAS, LUCILLE, MARIAN | I | ELECTED MANAGER, ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| RHODEHOUSE, KEVIN, GLENN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| RHODEHOUSE, KEVIN, GLENN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| RHODEHOUSE, KEVIN, GLENN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SEXENY, STEPHEN, LEO | I | SENIOR VISE PRESIDENT | NA | Control |
| SEXENY, STEPHEN, LEO | I | SENIOR VISE PRESIDENT | NA | Control |
| SEXENY, STEPHEN, LEO | I | SENIOR VISE PRESIDENT | NA | Control |
| SEXENY, STEPHEN, LEO | I | SENIOR VISE PRESIDENT | NA | Control |
| SEXENY, STEPHEN, LEO | I | SENIOR VICE PRESIDENT | NA | Control |
| SEXENY, STEPHEN, LEO | I | SENIOR VISE PRESIDENT | NA | Control |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SEXENY, STEPHEN, LEO | I | SENIOR VISE PRESIDENT | NA | Control |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SEXENY, STEPHEN, LEO | I | MANAGING DIRECTOR | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| WYATT, ANDREW, SCOTT | I | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| WYATT, ANDREW, SCOTT | I | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E |
Registrations
Federal
IA
Apr 24, 2017 REGISTERED
Notice Filings (6)
CA IL MA MN NY TX
Address
1180 AVENUE OF THE AMERICAS22ND FLOOR
NEW YORK, NY 10036-8401
United States
Phone: 212-938-6500