FINANCIAL ELEMENTS, INC
CRD #148557 SEC #801-132180 ROLLING MEADOWS, IL 847-496-4179
SEC Registered
Total AUM
$102.1M
Discretionary
$102.1M
Employees
2
Clients
101
Accounts
302
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KNOX, BRENDA | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, BRENDA | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, BRENDA | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KNOX, BRENDA | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 24, 2025 REGISTERED
Notice Filings (4)
FL IL TX WA
Address
1861 HICKS ROAD SUITE DROLLING MEADOWS, IL 60008
United States
Phone: 847-496-4179