NEW CASTLE FUNDS LLC
CRD #148579 SEC #801-69699 WHITE PLAINS, NY 212-612-3018
SEC Registered
Total AUM
$971.9M
Discretionary
$971.9M
Employees
--
Clients
--
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CUMMINS, GERALD, RICHARD | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMMINS, GERALD, RICHARD | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMMINS, GERALD, RICHARD | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBER, ELISSA, BETH | I | TREASURER/CONTROLLER | NA | |
| GRUBER, ELISSA, BETH | I | TREASURER/CONTROLLER | NA | |
| GRUBER, ELISSA, BETH | I | TREASURER/CONTROLLER | NA | |
| KURLAND, MARK, ALLEN | I | CEO/MEMBER | C | Control |
| KURLAND, MARK, ALLEN | I | CEO/MEMBER | C | Control |
| KURLAND, MARK, ALLEN | I | CEO/MEMBER | C | Control |
| REITZES, ROBERT, STANLEY | I | PRESIDENT/COO/MEMBER | C | Control |
| REITZES, ROBERT, STANLEY | I | PRESIDENT/COO/MEMBER | C | Control |
| REITZES, ROBERT, STANLEY | I | PRESIDENT/COO/MEMBER | C | Control |
| MERVES, SCOTT, ADAM | I | EXEC VICE-PRESIDENT/MEMBER | B | Control |
| MERVES, SCOTT, ADAM | I | EXEC VICE-PRESIDENT/MEMBER | B | Control |
| MERVES, SCOTT, ADAM | I | EXEC VICE-PRESIDENT/MEMBER | B | Control |
Registrations
Federal
IA
Oct 16, 2009 REGISTERED
Notice Filings (2)
DE NY
Address
1 NORTH LEXINGTON AVENUEWHITE PLAINS, NY 10601
United States
Phone: 212-612-3018