BAUTIS FINANCIAL, LLC
CRD #148582 SEC #801-129584 MONTCLAIR, NJ 862-205-5800
SEC Registered
Total AUM
$156.8M
Discretionary
$156.8M
Employees
5
Clients
251
Accounts
742
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUTIS, MARC, ARTHUR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUTIS, MARC, ARTHUR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUTIS, MARC, ARTHUR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUTIS, MARC, ARTHUR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 24, 2025 REGISTERED
Notice Filings (3)
FL NJ NY
Address
8 HILLSIDE AVESUITE LL1
MONTCLAIR, NJ 07042
United States
Phone: 862-205-5800