RIA Intelligence

SHEARER AND GRAY INVESTMENT MANAGEMENT LLC

CRD #148610 SEC #801-69784 PHILADELPHIA, PA (215) 656-4384
SEC Registered
Total AUM
$23.6M
Discretionary
$9.5M
Employees
1
Clients
0
Accounts
32

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 11, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
GRAY, MICHAEL, KENNEDYIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control
SHEARER, CHARLES, EDWARDIMANAGING MEMBERD Control

Registrations

Federal

IA
May 11, 2012 REGISTERED

Notice Filings (1)

PA

Address

SUITE 525, TWO LOGAN SQUARE
PHILADELPHIA, PA 19103
United States
Phone: (215) 656-4384