BACERA ASSETS MANAGEMENT
CRD #148695 SEC #801-69702 ALHAMBRA, CA 626-289-6117
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 9, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HSU, ELTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, ELTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RINGOR, VICTOR, LEE | I | CEO | E | Control |
| RINGOR, VICTOR, LEE | I | CEO | E | Control |
Registrations
Federal
IA
Aug 9, 2010 REGISTERED
Notice Filings (1)
CA
Address
618 W. MAIL ST.STE C
ALHAMBRA, CA 91801
United States
Phone: 626-289-6117