SUMMA GLOBAL ADVISORS, LLC
CRD #148713 SEC #801-71249 CLACKAMAS, OR 503-636-2022
SEC Registered
Total AUM
$140.1M
Discretionary
$127.9M
Employees
2
Clients
0
Accounts
374
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| JOHNSON, ROGER, LANE | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | PRINCIPAL | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | PRINCIPAL | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | PRINCIPAL | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| WAKEFIELD, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| Wakefield, Valerie, Ruth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wakefield, Valerie, Ruth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wakefield, Valerie, Ruth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wakefield, Valerie, Ruth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wakefield, Valerie, Ruth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, WAI NGAN, HENRY | I | PRINCIPAL | NA | Control |
| YU, WAI NGAN, HENRY | I | PRINCIPAL | NA | Control |
| YU, WAI NGAN, HENRY | I | PRINCIPAL | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING MEMBER | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING MEMBER | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING MEMBER | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING MEMBER | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING MEMBER | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING MEMBER | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING MEMBER | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING DIRECTOR | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING DIRECTOR | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING DIRECTOR | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING DIRECTOR | NA | Control |
| YU, WAI NGAN, HENRY | I | MANAGING DIRECTOR | NA | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| SUMMA GLOBAL HOLDINGS, INC. | DE | OWNER | E | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | D | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | D | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | D | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | D | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | D | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | D | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | D | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | PRESIDENT, CCO | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | PRESIDENT, CCO | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | PRESIDENT, CCO | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | PRESIDENT, CCO | D | Control |
| LP LG LLC | DE | MEMBER | C | |
| LP LG LLC | DE | MEMBER | C | |
| LP LG LLC | DE | MEMBER | C | |
| LP LG LLC | DE | MEMBER | C | |
| LP LG LLC | DE | MEMBER | C | |
| LP LG LLC | DE | MEMBER | C | |
| LP LG LLC | DE | MEMBER | C | |
| LP LG LLC | DE | MEMBER | C | |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| WAKEFIELD INVESTMENTS, LLC | DE | MEMBER | C | Control |
| YU, WAI NGAN, HENRY | I | VICE PRESIDENT, SECRETARY | C | Control |
| YU, WAI NGAN, HENRY | I | VICE PRESIDENT, SECRETARY | C | Control |
| YU, WAI NGAN, HENRY | I | VICE PRESIDENT, SECRETARY | C | Control |
| YU, WAI NGAN, HENRY | I | VICE PRESIDENT, SECRETARY | C | Control |
| LP LG LLC | DE | MEMBER | B | |
| LP LG LLC | DE | MEMBER | B | |
| LP LG LLC | DE | MEMBER | B | |
| LP LG LLC | DE | MEMBER | B | |
| LP LG LLC | DE | MEMBER | B | |
| LP LG LLC | DE | MEMBER | B | |
| LP LG LLC | DE | MEMBER | B | |
| LP LG LLC | DE | MEMBER | B | |
| ROGER L. JOHNSON REVOCABLE LIVING TRUST | DE | MANAGING MEMBER | B | Control |
| YU, WAI NGAN | I | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | E | Control |
| YU, WAI NGAN | I | LP LG LLC | E | |
| YU, WAI NGAN | I | LP LG LLC | E | |
| YU, WAI NGAN | I | LP LG LLC | E | |
| YU, WAI NGAN | I | LP LG LLC | E | |
| YU, WAI NGAN | I | LP LG LLC | E | |
| YU, WAI NGAN | I | LP LG LLC | E | |
| YU, WAI NGAN, HENRY | I | LP LG LLC | E | |
| YU, WAI NGAN, HENRY | I | LP LG LLC | E | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | E | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | D | Control |
| JOHNSON, ROGER, LANE | I | ROGER L. JOHNSON TRUST | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | WAKEFIELD INVESTMENTS, LLC | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | SUMMA GLOBAL HOLDINGS, INC. | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | SUMMA GLOBAL HOLDINGS, INC. | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | SUMMA GLOBAL HOLDINGS, INC. | D | Control |
| WAKEFIELD, RACHEL, JEAN | I | SUMMA GLOBAL HOLDINGS, INC. | D | Control |
| Wakefield, Valerie, Ruth | I | SUMMA GLOBAL HOLDINGS, INC. | D | Control |
| YU, WAI NGAN, HENRY | I | SUMMA GLOBAL HOLDINGS, INC. | D | Control |
| YU, WAI NGAN, HENRY | I | SUMMA GLOBAL HOLDINGS, INC. | D | Control |
| Wakefield, Valerie, Ruth | I | SUMMA GLOBAL HOLDINGS, INC. | C | Control |
| Wakefield, Valerie, Ruth | I | SUMMA GLOBAL HOLDINGS, INC. | C | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | C | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | C | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | C | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | C | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | C | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | C | Control |
| YU, WAI NGAN, HENRY | I | LP LG LLC | C | Control |
| YU, WAI NGAN, HENRY | I | SUMMA GLOBAL HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Apr 9, 2025 REGISTERED
Notice Filings (5)
CA HI OR TX WA
Address
12901 SE 97TH AVESUITE 390
CLACKAMAS, OR 97015
United States
Phone: 503-636-2022