EMERGING GLOBAL ADVISORS, LLC

CRD #148751 SEC #801-69832 BOSTON, MA 1-800-225-2365

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 30, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CICCARONE, SUSAN, MARIE	I	CHEIF FINANCIAL OFICER AND MEMBER	NA	Control
CICCARONE, SUSAN, MARIE	I	CHEIF FINANCIAL OFICER AND MEMBER	NA	Control
CICCARONE, SUSAN, MARIE	I	CHEIF FINANCIAL OFICER AND MEMBER	NA	Control
CICCARONE, SUSAN, MARIE	I	CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MEMBER (NON-VOTING LLC UNITS)	NA	Control
CICCARONE, SUSAN, MARIE	I	CHIEF FINANCIAL OFICER, CHIEF OPERATING OFFICER AND MEMBER	NA	Control
CICCARONE, SUSAN, MARIE	I	CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MEMBER (NON-VOTING LLC UNITS)	NA	Control
DONATIO, PETER, AUGUSTINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO AND MEMBER	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO AND MEMBER	NA	Control
HOEKSTRA, MARTEN, SYBREN	I	CEO	NA	Control
JHANJI, SHWETA	I	TREASURER	NA	Control
KANG, RICHARD, C	I	CHIEF INVESTMENT OFFICER	NA	Control
KANG, RICHARD, C	I	CHIEF INVESTMENT OFFICER AND MEMBER	NA	Control
KANG, RICHARD, C	I	CHIEF INVESTMENT OFFICER AND MEMBER	NA	Control
KANG, RICHARD, C	I	CHIEF INVESTMENT OFFICER AND MEMBER	NA	Control
KANG, RICHARD, C	I	CHIEF INVESTMENT OFFICER	NA	Control
MCGRANE, BRIAN, JOSEPH	I	VICE PRESIDENT	NA	Control
PANMAR CAPITAL LLC	DE	MEMBER	NA
TEUFEL, MAYA, GEORGIEVA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
TEUFEL, MAYA, GEORGIEVA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
TEUFEL, MAYA, GEORGIEVA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
TEUFEL, MAYA, GEORGIEVA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
TRUSCOTT, WILLIAM, FREDERICK	I	PRESIDENT	NA	Control
VALENTI, JAMES, JOSEPH	I	CHIEF ADMINISTRATIVE OFFICER AND MEMBER	NA	Control
VALENTI, JAMES, JOSEPH	I	CHIEF ADMINISTRATIVE OFFICER AND MEMBER	NA	Control
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	DE	MANAGING MEMBER OF REGISTRANT	E	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	D	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	D	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT AND MANAGING MEMBER	C	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	C	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	C	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT AND MANAGING MEMBER (VOTING LLC UNITS)	C	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT AND MANAGING MEMBER	C	Control
HOLDERITH, ROBERT, COOMBER	I	PRESIDENT AND MANAGING MEMBER (VOTING LLC UNITS)	C	Control
HORIZON ASSET MANAGEMENT INC	DE	MEMBER	B
HORIZON ASSET MANAGEMENT INC	DE	MEMBER	B
HORIZON ASSET MANAGEMENT INC	DE	MEMBER	B
HORIZON ASSET MANAGEMENT INC	DE	MEMBER	B
HORIZON ASSET MANAGEMENT INC	DE	MEMBER	B
HORIZON ASSET MANAGEMENT INC	DE	MEMBER	B
HORIZON COMMON INC.	DE	MEMBER (VOTING AND NON-VOTING LLC UNITS)	B
HORIZON COMMON INC.	DE	MEMBER (VOTING AND NON-VOTING LLC UNITS)	B
PANMAR CAPITAL LLC	DE	MEMBER	A
PANMAR CAPITAL LLC	DE	MEMBER	A
PANMAR CAPITAL LLC	DE	MEMBER	A
PANMAR CAPITAL LLC	DE	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
AMERIPRISE FINANCIAL, INC.	DE	COLUMBIA MANGEMENT INVESTMENT ADVISERS, LLC	E	Control

Registrations

Federal

Sep 30, 2016 REGISTERED

Address

225 FRANKLIN STREET
BOSTON, MA 02110
United States

Phone: 1-800-225-2365