PROSPETTIVA FINANCIAL LLC
Legal name: PROSPETTIVA FINANCIAL
CRD #148760 SEC #801-123729 SAN FRANCISCO, CA 415-362-8636
SEC Registered
Total AUM
$116M
Discretionary
$116M
Employees
3
Clients
0
Accounts
292
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 4, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| FLETCHER, SEAN, A | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Feb 4, 2025 REGISTERED
Notice Filings (3)
CA MT TX
Address
22 BATTERY STREETSUITE 426
SAN FRANCISCO, CA 94111
United States
Phone: 415-362-8636