RIA Intelligence

BIG 5 ASSET MANAGEMENT LLC

CRD #148783 SEC #801-71668 DENVER, CO 303-302-9090
SEC Registered
Total AUM
$170.2M
Discretionary
$170.2M
Employees
10
Clients
--
Accounts
8

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 18, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HUTCHINGS, CAROL, ANNICHIEF COMPLIANCE OFFICERNA Control
HUTCHINGS, CAROL, ANNICHIEF COMPLIANCE OFFICERNA Control
HUTCHINGS, CAROL, ANNICHIEF COMPLIANCE OFFICERNA Control
HUTCHINGS, CAROL, ANNICHIEF COMPLIANCE OFFICERNA Control
BROWNSTEIN, DREW, KALLMANISOLE MEMBER AND MANAGERE Control
BROWNSTEIN, DREW, KALLMANICHIEF COMPLIANCE OFFICERE Control
BROWNSTEIN, DREW, KALLMANICEO / MEMBER AND MANAGERE Control
BROWNSTEIN, DREW, KALLMANISOLE MEMBER AND MANAGERE Control
BROWNSTEIN, DREW, KALLMANICHIEF COMPLIANCE OFFICERE Control
BROWNSTEIN, DREW, KALLMANICEO / MEMBER AND MANAGERE Control
BROWNSTEIN, DREW, KALLMANICEO / MEMBER AND MANAGERE Control
BROWNSTEIN, DREW, KALLMANICEO / MEMBER AND MANAGERE Control
LABYRINTH ENTERPRISES LLCDEMEMBERB
LABYRINTH ENTERPRISES LLCDEMEMBERB
LABYRINTH ENTERPRISES LLCDEMEMBERB
LABYRINTH ENTERPRISES LLCDEMEMBERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HEXAGON INVESTMENTS INC.DELABYRINTH ENTERPRISES, LLCF Control
HEXAGON INVESTMENTS INC.DELABYRINTH ENTERPRISES, LLCF Control
HEXAGON INVESTMENTS INC.DELABYRINTH ENTERPRISES, LLCF Control
REIMAN, SCOTT, JOSEPHILABYRINTH ENTERPRISES, LLCE Control
REIMAN, SCOTT, JOSEPHILABYRINTH ENTERPRISES, LLCE Control
REIMAN, SCOTT, JOSEPHILABYRINTH ENTERPRISES, LLCE Control

Registrations

Federal

IA
Mar 18, 2011 REGISTERED

Notice Filings (1)

CO

Address

2401 EAST 2ND AVENUE
#500
DENVER, CO 80206
United States
Phone: 303-302-9090