NORTH CAPITAL, INC.
Legal name: NORTH CAPITAL
CRD #148802 SEC #801-110598 SALT LAKE CITY, UT 888-625-7768 X1
SEC Registered
Total AUM
$292.6M
Discretionary
$260.4M
Employees
12
Clients
26
Accounts
642
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nevada
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, JOSEPH, CARL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSON, JOSEPH, CARL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSON, JOSEPH, CARL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BASILE, BRIDGOT, SHARON | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| BOWERS, PAUL, DONALD | I | MANAGING DIRECTOR | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO | NA | Control |
| DOWD, JAMES, PATRICK | I | PRESIDENT, CIO | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| GARCIA, JUAN, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| HARKINS, FRANCES, EVANS | I | MANAGING DIRECTOR | NA | Control |
| Stecklein, Nicholas, Brian | I | DIRECTOR | NA | |
| Stecklein, Nicholas, Brian | I | DIRECTOR | NA | |
| Stecklein, Nicholas, Brian | I | DIRECTOR | NA | |
| Stecklein, Nicholas, Brian | I | DIRECTOR | NA | |
| Stecklein, Nicholas, Brian | I | DIRECTOR | NA | |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | DE | OWNER | E | Control |
| DOWD, MARY, PATRICIA | I | CORPORATE SECRETARY | D | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| DOWD, JAMES, P | I | PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| GOOS, CRAIG, KEITH | I | MANAGING DIRECTOR | B | Control |
| GOOS, CRAIG, KEITH | I | MANAGING DIRECTOR | B | Control |
| GOOS, CRAIG, KEITH | I | MANAGING DIRECTOR | B | Control |
| GOOS, CRAIG, KEITH | I | MANAGING DIRECTOR | B | Control |
| GOOS, CRAIG, KEITH | I | MANAGING DIRECTOR | B | Control |
| GOOS, CRAIG, KEITH | I | MANAGING DIRECTOR | B | Control |
| GOOS, CRAIG, KEITH | I | MANAGING DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| TEMPLETON INTERNATIONAL INC. | DE | FT FINTECH HOLDINGS LLC | E | Control |
| TEMPLETON INTERNATIONAL INC. | DE | FT FINTECH HOLDINGS LLC | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | TEMPLETON INTERNATIONAL INC. | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | TEMPLETON INTERNATIONAL INC. | E | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| DOWD, JAMES, PATRICK | I | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| FT FINTECH HOLDINGS LLC | DE | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
| FT FINTECH HOLDINGS LLC | DE | NORTH CAPITAL INVESTMENT TECHNOLOGY, INC. | C | Control |
Registrations
Federal
IA
Jun 27, 2025 REGISTERED
Notice Filings (6)
CA GA NY PA TX UT
Address
623 E FORT UNION BLVD.SUITE 101
SALT LAKE CITY, UT 84047
United States
Phone: 888-625-7768 X1