WHITECAP INVESTMENT GROUP, LLC
CRD #148805 SEC #801-69741 DENVER, CO 303-321-4800 X2
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DANUSER, MARGARET, RUTH | I | MEMBER, MANAGER, CHIEF INVESTMENT OFFICER | D | Control |
| CONBOY, JAMES, PAUL | I | MEMBER, MANAGER, PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
CO
Address
1625 BROADWAY STREETSUITE 930
DENVER, CO 80202
United States
Phone: 303-321-4800 X2