MILLBURN RIDGEFIELD LLC

CRD #148870 SEC #801-60938 NEW YORK, NY 212-332-7300

SEC Registered Broker-Dealer Private Funds

Total AUM

$9B

Discretionary

$9B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 30, 2025
Branch Offices: 0
LEI: 549300SQW36C89DHTZ28

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BEKER, HARVEY	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
BEKER, HARVEY	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
BEKER, HARVEY	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
BEKER, HARVEY	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
BEKER, HARVEY	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
BEKER, HARVEY	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
BEKER, HARVEY	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
BEKER, HARVEY	I	CHAIRMAN	NA	Control
BEKER, HARVEY	I	CHAIRMAN	NA	Control
BEKER, HARVEY	I	CHAIRMAN	NA	Control
BEKER, HARVEY	I	CHAIRMAN	NA	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	NA	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	NA	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	NA	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	NA	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	NA	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	NA	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	NA	Control
CRAPPLE, CAROL TUYN	I	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	NA	Control
CRAPPLE, CAROL TUYN	I	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	NA	Control
CRAPPLE, CAROL TUYN	I	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	NA	Control
CRAPPLE, CAROL TUYN	I	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	NA	Control
CRAPPLE, CAROL TUYN	I	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	NA	Control
CRAPPLE, CAROL TUYN	I	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	NA	Control
CRAPPLE, CAROL TUYN	I	TRUSTEE AND BENEFICIARY, CRAPPLE MARITAL TRUST	NA	Control
FARGIS, HEATHER SHAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
FARGIS, HEATHER SHAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
FARGIS, HEATHER SHAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
FARGIS, HEATHER SHAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
FARGIS, HEATHER SHAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
FARGIS, HEATHER SHAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
FARGIS, HEATHER SHAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER	NA	Control
FELSENTHAL, STEVEN MARC	I	GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
FITZSIMMONS, MARK BRUCE	I	SENIOR VICE PRESIDENT	NA	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	NA	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	NA	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	NA	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
LYONS, BRYON HAROLD	I	CEO & CCO, BROKER DEALER	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
NEWTON, JUDITH LONDON	I	TRUSTEE, RESIDUARY QSST TRUST	NA	Control
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR - BROKER DEALER COMPLIANCE	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR - BROKER DEALER COMPLIANCE	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SEFCHOVICH, ISAAC	I	MANAGING DIRECTOR COMPLIANCE, BROKER DEALER	NA
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	NA	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	NA	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
SOBEL, RICHARD BRADLEY	I	BROKER DEALER CFO/FINOP	NA
SOBEL, RICHARD BRADLEY	I	CFO & FINOP, BROKER DEALER	NA	Control
SOBEL, RICHARD BRADLEY	I	BROKER DEALER CFO/FINOP	NA
SOBEL, RICHARD BRADLEY	I	CFO & FINOP, BROKER DEALER	NA	Control
STAPLETON, STEPHANIE DAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
STAPLETON, STEPHANIE DAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
STAPLETON, STEPHANIE DAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
STAPLETON, STEPHANIE DAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
STAPLETON, STEPHANIE DAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
STAPLETON, STEPHANIE DAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
STAPLETON, STEPHANIE DAWN	I	TRUSTEE, CRAPPLE MARITAL TRUST	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
WU, ILON	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLBURN CAPITAL LLC	DE	SHAREHOLDER	E	Control
MILLBURN CAPITAL LLC	DE	SHAREHOLDER	E	Control
MILLBURN CAPITAL LLC	DE	SHAREHOLDER	E	Control
MILLBURN CAPITAL LLC	DE	SHAREHOLDER	E	Control
BEKER, HARVEY	I	CO-CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CO-CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
BEKER, HARVEY	I	CHAIRMAN	C	Control
CRAPPLE, GEORGE EDWIN	I	CO-CHAIRMAN	C	Control
CRAPPLE, GEORGE EDWIN	I	SHAREHOLDER	C	Control
CRAPPLE, GEORGE EDWIN	I	CO-CHAIRMAN	C	Control
CRAPPLE, GEORGE EDWIN	I	SHAREHOLDER	C	Control
GEORGE E CRAPPLE ESTATE	DE	SHAREHOLDER	C	Control
GEORGE E CRAPPLE ESTATE	DE	SHAREHOLDER	C	Control
GEORGE E CRAPPLE ESTATE	DE	SHAREHOLDER	C	Control
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	DE	SHAREHOLDER	C	Control
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	DE	SHAREHOLDER	C	Control
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	DE	SHAREHOLDER	C	Control
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	DE	SHAREHOLDER	C	Control
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	DE	SHAREHOLDER	C	Control
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	DE	SHAREHOLDER	C	Control
MARITAL TRUST UNDER ARTICLE SIXTH OF THE LAST WILL AND TESTAMENT OF GEORGE E. CRAPPLE	DE	SHAREHOLDER	C	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
GOODMAN, BARRY ALAN	I	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
SMITH, GRANT NORMAN	I	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	A	Control
BUCKBINDER, GREGG RICHARD	I	PRESIDENT, CHIEF OPERATING OFFICER	A	Control
BUCKBINDER, GREGG RICHARD	I	CFO & FINOP, BROKER DEALER	A	Control
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	DE	SHAREHOLDER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CRAPPLE, CAROL TUYN	I	GEORGE E CRAPPLE ESTATE	F	Control
CRAPPLE, CAROL TUYN	I	GEORGE E CRAPPLE ESTATE	F	Control
CRAPPLE, CAROL TUYN	I	GEORGE E CRAPPLE ESTATE	F	Control
FARGIS, HEATHER SHAWN	I	GEORGE E CRAPPLE ESTATE	F	Control
FARGIS, HEATHER SHAWN	I	GEORGE E CRAPPLE ESTATE	F	Control
FARGIS, HEATHER SHAWN	I	GEORGE E CRAPPLE ESTATE	F	Control
STAPLETON, STEPHANIE DAWN	I	GEORGE E CRAPPLE ESTATE	F	Control
STAPLETON, STEPHANIE DAWN	I	GEORGE E CRAPPLE ESTATE	F	Control
STAPLETON, STEPHANIE DAWN	I	GEORGE E CRAPPLE ESTATE	F	Control

Registrations

Federal

Apr 30, 2025 REGISTERED

Notice Filings (1)

Address

55 WEST 46TH STREET
31ST FLOOR
NEW YORK, NY 10036
United States

Phone: 212-332-7300