CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC
CRD #148892 SEC #801-79808 FORT MYERS, FL 239-482-8002
SEC Registered
Total AUM
$478M
Discretionary
$453M
Employees
6
Clients
--
Accounts
101
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASE, THOMAS, DEWEY | I | PRINCIPAL | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| CASE, THOMAS, DEWEY | I | MANAGING MEMBER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARLMAN, DENNIS, MARC | I | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| CASE PEARLMAN HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | E | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | E | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| CASE, THOMAS, DEWEY | I | CASE PEARLMAN HOLDINGS, LLC | D | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
| PEARLMAN, DENNIS, MARC | I | CASE PEARLMAN HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 12, 2021 REGISTERED
Notice Filings (3)
FL NC TX
Address
12140 CARISSA COMMERCE COURTSUITE 104
FORT MYERS, FL 33966
United States
Phone: 239-482-8002