GLOBE FINANCIAL CORPORATION
Legal name: GLOBE WEALTH ADVISORS
CRD #148922 SEC #801-69840 DEERFIELD, IL 847-267-0100
SEC Registered Private Funds
Total AUM
$530M
Discretionary
$530M
Employees
1
Clients
--
Accounts
89
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUEHLER, KATHERINE, MAHALICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUEHLER, KATHERINE, MAHALICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUEHLER, KATHERINE, MAHALICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUEHLER, KATHERINE, MAHALICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GETZ, BERT, A | I | CHAIRMAN | NA | Control |
| GETZ, BERT, A | I | CHAIRMAN | NA | Control |
| GETZ, BERT, A | I | CHAIRMAN | NA | Control |
| GETZ, BERT, A | I | CHAIRMAN | NA | Control |
| GETZ, BERT, A | I | CHAIRMAN | NA | Control |
| GETZ, BERT, ATWATER | I | VP | NA | Control |
| GETZ, BERT, ATWATER | I | VP | NA | Control |
| GETZ, BERT, ATWATER | I | VP | NA | Control |
| GETZ, BERT, ATWATER | I | VP | NA | Control |
| GETZ, BERT, ATWATER | I | VP | NA | Control |
| GETZ, GEORGE | I | PRESIDENT | NA | Control |
| GETZ, GEORGE | I | PRESIDENT | NA | Control |
| GETZ, GEORGE | I | PRESIDENT | NA | Control |
| GETZ, GEORGE | I | PRESIDENT | NA | Control |
| GETZ, GEORGE | I | PRESIDENT | NA | Control |
| OLSEN, MICHAEL, JEFFREY | I | CFO, SECRETARY, TREASURER | NA | Control |
| OLSEN, MICHAEL, JEFFREY | I | CFO, SECRETARY, TREASURER | NA | Control |
| OLSEN, MICHAEL, JEFFREY | I | CFO, SECRETARY, TREASURER | NA | Control |
| OLSEN, MICHAEL, JEFFREY | I | CFO, SECRETARY, TREASURER | NA | Control |
| OLSEN, MICHAEL, JEFFREY | I | CFO, SECRETARY, TREASURER | NA | Control |
| PALMQUIST, DANIEL, RON | I | CHIEF COMPLIANCE OFFICER, VP ASSET MANAGEMENT | NA | Control |
| PALMQUIST, DANIEL, RON | I | VP ASSET MANAGEMENT | NA | Control |
| PALMQUIST, DANIEL, RON | I | VP ASSET MANAGEMENT | NA | Control |
| PALMQUIST, DANIEL, RON | I | VP ASSET MANAGEMENT | NA | Control |
| PALMQUIST, DANIEL, RON | I | VP ASSET MANAGEMENT | NA | Control |
| GLOBE CORPORATION | DE | SHAREHOLDER | E | Control |
| GLOBE CORPORATION | DE | SHAREHOLDER | E | Control |
| GLOBE CORPORATION | DE | SHAREHOLDER | E | Control |
| GLOBE CORPORATION | DE | SHAREHOLDER | E | Control |
| GLOBE CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, JAMES, L | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | |
| JOHNSON, JAMES, L | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | |
| JOHNSON, JAMES, L | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | |
| JOHNSON, JAMES, L | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | |
| JOHNSON, JAMES, L | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | |
| OLSEN, MICHAEL, JEFFREY | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | Control |
| OLSEN, MICHAEL, JEFFREY | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | Control |
| OLSEN, MICHAEL, JEFFREY | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | Control |
| OLSEN, MICHAEL, JEFFREY | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | Control |
| OLSEN, MICHAEL, JEFFREY | I | GEORGE F. GETZ JR. 1967 FAMILY TRUST | F | Control |
| GEORGE F. GETZ JR. FAMILY TRUST | DE | GLOBE CORPORATION | D | Control |
| GEORGE F. GETZ JR. FAMILY TRUST | DE | GLOBE CORPORATION | D | Control |
| GEORGE F. GETZ JR. FAMILY TRUST | DE | GLOBE CORPORATION | D | Control |
| GEORGE F. GETZ JR. FAMILY TRUST | DE | GLOBE CORPORATION | D | Control |
| GEORGE F. GETZ JR. FAMILY TRUST | DE | GLOBE CORPORATION | D | Control |
Registrations
Federal
IA
May 1, 2012 REGISTERED
Notice Filings (2)
AZ IL
Address
520 LAKE COOK ROADSUITE 100
DEERFIELD, IL 60015
United States
Phone: 847-267-0100