CHEVY CHASE SECURITIES, INC.
Legal name: CHEVY CHASE FINANCIAL SERVICES
CRD #14894 SEC #801-46021 BETHESDA, MD 240-497-7200
SEC Registered Broker-Dealer
Total AUM
$125.1M
Discretionary
$125.1M
Employees
--
Clients
101
Accounts
922
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTOLINI, FRANK PAUL | I | VICE PRESIDENT | NA | |
| BARTOLINI, FRANK PAUL | I | VICE PRESIDENT | NA | |
| BARTOLINI, FRANK PAUL | I | VICE PRESIDENT | NA | |
| BARTOLINI, FRANK PAUL | I | VICE PRESIDENT | NA | |
| BARTOLINI, FRANK PAUL | I | VICE PRESIDENT | NA | |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| BOYLE, ALEXANDER R M | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLANCY, GEORGE PATRICK JR | I | DIRECTOR | NA | Control |
| CLARK, RICHARD LEE | I | DIRECTOR AND PRESIDENT | NA | Control |
| CLARK, RICHARD LEE | I | DIRECTOR AND PRESIDENT | NA | Control |
| CLARK, RICHARD LEE | I | DIRECTOR AND PRESIDENT | NA | Control |
| DAUFELDT, MEGAN CLOUGHLEY | I | VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| FERKO, ALLISON ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| GOTTWALD, MICHELLE DAVIDSON | I | VP, CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, FIN OP | NA | |
| GOTTWALD, MICHELLE DAVIDSON | I | VP, CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, FIN OP | NA | |
| GOTTWALD, MICHELLE DAVIDSON | I | VP, CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, FIN OP | NA | |
| GOTTWALD, MICHELLE DAVIDSON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| GOTTWALD, MICHELLE DAVIDSON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | NA | |
| GOTTWALD, MICHELLE DAVIDSON | I | VP, CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, FIN OP | NA | |
| GOTTWALD, MICHELLE DAVIDSON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| GOTTWALD, MICHELLE DAVIDSON | I | VP, CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, FIN OP | NA | |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR | NA | Control |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR | NA | Control |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR | NA | Control |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR | NA | Control |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR | NA | Control |
| HALPIN, STEPHEN ROBERT JR | I | DIRECTOR | NA | Control |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MACKAY, HOLLY PRICE | I | VICE PRESIDENT AND SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MCSWEEN, WILLIAM SCOTT | I | DIRECTOR | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT AND DIRECTOR | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT AND DIRECTOR | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT AND DIRECTOR | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT AND DIRECTOR | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT | NA | Control |
| MUDLAFF, THOMAS JAMES | I | PRESIDENT AND DIRECTOR | NA | Control |
| MURPHY, MATTHEW J | I | DIRECTOR | NA | Control |
| MURPHY, MATTHEW J | I | DIRECTOR | NA | Control |
| MURPHY, MATTHEW J | I | DIRECTOR | NA | Control |
| NORRIS, NATALIE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORRIS, NATALIE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | VICE PRESIDENT | NA | |
| ROWAN, SHANNON BARROW | I | GROUP VICE PRESIDENT | NA | |
| THEOBALD, STEPHEN PATRICK | I | DIRECTOR | NA | Control |
| THEOBOLD, STEPHEN P | I | DIRECTOR | NA | Control |
| TREBLE, TIMOTHY | I | DIRECTOR | NA | Control |
| TREBLE, TIMOTHY | I | DIRECTOR | NA | Control |
| TREBLE, TIMOTHY | I | DIRECTOR | NA | Control |
| WELBER, PETER MICHAEL | I | DIRECTOR | NA | Control |
| WELBER, PETER MICHAEL | I | DIRECTOR | NA | Control |
| WELBER, PETER MICHAEL | I | DIRECTOR | NA | Control |
| WELBER, PETER MICHAEL | I | DIRECTOR | NA | Control |
| WELBER, PETER MICHAEL | I | DIRECTOR | NA | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CHEVY CHASE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPORATION | DE | CHEVY CHASE BANK F.S.B. | E | Control |
| CAPITAL ONE, N.A. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CAPITAL ONE, N.A. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CAPITAL ONE, N.A. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
| CHEVY CHASE BANK, F.S.B. | DE | CHEVY CHASE FINANCIAL SERVICES CORPORATION | E | Control |
Registrations
Federal
IA
Jan 28, 2010 REGISTERED
Notice Filings (9)
AZ CA DC DE FL IN MD PA VA
Address
7501 WISCONSIN AVENUEBETHESDA, MD 20814
United States
Phone: 240-497-7200