PIONEER ADVISORS, LLC
CRD #148958 SEC #801-71602 SCOTTSDALE, AZ 480-246-3311
SEC Registered
Total AUM
$26.4M
Discretionary
$26.4M
Employees
1
Clients
101
Accounts
290
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELOTTI, CHRISTINE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | CCO CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| DOUGLAS, THEODORE, SETON | I | PRESIDENT, CCO | NA | Control |
| FLANERY, PATRICK, JAMES | I | PRESIDENT, CCO | NA | Control |
| KATURI, BRAHMA, NAIDU | I | MANAGING DIRECTOR | NA | Control |
| KATURI, BRAHMA, NAIDU | I | MANAGING DIRECTOR | NA | Control |
| KATURI, BRAHMA, NAIDU | I | MANAGING DIRECTOR | NA | Control |
| KATURI, BRAHMA, NAIDU | I | MANAGING DIRECTOR | NA | Control |
| KATURI, BRAHMA, NAIDU | I | MANAGING DIRECTOR | NA | Control |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MERSHON, PAUL, JOHNATHAN | I | PRINCIPAL | NA | |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| MORGAN CAPITAL, LLC | DE | 100% OWNER OF PIONEER | E | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | PRINCIPAL | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| DOUGLAS, THEODORE, SETON | I | MANAGING MEMBER | D | Control |
| HUCKINS, SCOTT, E | I | PRINCIPAL | D | Control |
| HUCKINS, SCOTT, EDWARD | I | MANAGING MEMBER | D | Control |
| HUCKINS, SCOTT, EDWARD | I | MANAGING MEMBER | D | Control |
| HUCKINS, SCOTT, EDWARD | I | MANAGING MEMBER | D | Control |
| HUCKINS, SCOTT, EDWARD | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (2)
AZ NY
Address
21090 NORTH PIMA ROADSCOTTSDALE, AZ 85255
United States
Phone: 480-246-3311