MALBEC PARTNERS, INC.
CRD #149004 SEC #801-69887 NEW YORK, NY 212-271-4000
SEC Registered
Total AUM
$48.4M
Discretionary
$48.4M
Employees
--
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANASTASSIADES, MICHEL, STAVROS | I | PRESIDENT/CHIEF EXECUTIVE OFFICER OF CAC AND MEMBER OF THE BOARD OF DIRECTORS OF CAC, EXECUTIVE CHAIRMAN OF APPLICANT'S BOARD | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| BIVILLE, PASCAL | I | MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| DE FROMENT, GUY | I | MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| DE FROMENT, GUY | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| HAZELL, DEBORAH | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| LAPOMME, PIERRE, MARC | I | MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER OF APPLICANT, CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT OF CAC/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHIRF, LISA, MARIE | I | CHIEF OPERATING OFFICER OF APPLICANT | NA | Control |
| SCHIRF, LISA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| TRONGONE, JEFF | I | CHIEF EXECUTIVE OFFICER/PRESIDENT OF APPLICANT, AND MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| TRONGONE, JEFF | I | CHIEF EXECUTIVE OFFICER/PRESIDENT AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| CHARTER ATLANTIC CORPORATION | DE | 100% OWNER OF MALBEC PARTNERS, INC. | E | Control |
| CHARTER ATLANTIC CORPORATION | DE | 100% OWNER OF MALBEC PARTNERS, INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. (PNA) | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. (PNA) | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | CHARTER ATLANTIC CORPORATION (CAC) | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | CHARTER ATLANTIC CORPORATION (CAC) | E | Control |
Registrations
Federal
IA
Mar 31, 2010 REGISTERED
Address
200 PARK AVENUE45TH FLOOR
NEW YORK, NY 10166
United States
Phone: 212-271-4000