RIA Intelligence

PRELUDE ASSET MANAGEMENT LLC

CRD #149005 SEC #801-69845 QUINCY, MA 617-262-2700
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
10
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 24, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ENNIS, WILLIAM, M.IPARTNERNA Control
KELLEHER, CRAIG, MIPARTNER, CO-FOUNDERNA Control
PORTER, JEFFREY, RYANIPARTNER, CO-FOUNDER, CIO, CHIEF COMPLIANCE OFFICERNA Control
JPACK LLCDESOLE MEMBERE Control
KELLEHER, CRAIG, MIPARTNERD Control
KELLEHER, CRAIG, MIPARTNERD Control
PORTER, JEFFREY, RYANIPARTNER, CHIEF COMPLIANCE OFFICERD Control
PORTER, JEFFREY, RYANIPARTNER, CIO, CHIEF COMPLIANCE OFFICERD Control
ENNIS, WILLIAM, M.IPARTNERB
ENNIS, WILLIAM, M.IPARTNERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ENNIS, WILLIAM, M.IJPACK LLCF Control
KELLEHER, CRAIG, MIJPACK LLCF Control
CONGRESS ASSET MANAGEMENT, LLPDEPRELUDE ASSET MANAGEMENT LLCE Control
PORTER, JEFFREY, RYANIJPACK LLCD Control

Registrations

Federal

IA
Sep 24, 2009 REGISTERED

Notice Filings (2)

MA SC

Address

TWO ADAMS PLACE
SUITE 110
QUINCY, MA 2169
United States
Phone: 617-262-2700