ASG CAPITAL, LLC
Legal name: ASG CAPITAL
CRD #149013 SEC #801-69814 MIAMI, FL 305-760-6503
SEC Registered
Total AUM
$25.5M
Discretionary
$18.5M
Employees
5
Clients
0
Accounts
21
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHEN, YGAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, YGAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ASG ASSET MANAGEMENT INC | DE | OWNER | E | Control |
| ASG ASSET MANAGEMENT INC | DE | OWNER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| COHEN, IGAAL, NMI | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COHEN, YGAL | I | ASG ASSET MANAGEMENT INC | E | Control |
| COHEN, YGAL | I | ASG ASSET MANAGEMENT INC | E | Control |
Registrations
Federal
IA
Mar 30, 2011 REGISTERED
Notice Filings (1)
FL
Address
1200 BRICKELL AVENUESUITE 510
MIAMI, FL 33131
United States
Phone: 305-760-6503