WELLINGTON SHIELDS & CO., LLC
CRD #149021 SEC #801-70755 NEW YORK, NY 212-320-2000
SEC Registered Broker-Dealer
Total AUM
$470.9M
Discretionary
$430.5M
Employees
25
Clients
--
Accounts
524
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $470.9M | $430.5M | $40.4M | 25 | 0 |
| Oct 2024 | $408.7M | $370.8M | $37.9M | 24 | 0 |
| Mar 2024 | $408.7M | $370.8M | $37.9M | 24 | 0 |
| Mar 2023 | $382.8M | $350.5M | $32.4M | 23 | 0 |
| Oct 2022 | $419.8M | $391.2M | $28.6M | 22 | 0 |
| Sep 2022 | $419.8M | $391.2M | $28.6M | 22 | 0 |
| Mar 2022 | $419.8M | $391.2M | $28.6M | 22 | 0 |
| Jan 2022 | $362.2M | $339.6M | $22.6M | 20 | 0 |
| Mar 2021 | $362.2M | $339.6M | $22.6M | 20 | 0 |
| Jul 2020 | $307.9M | $284M | $23.9M | 21 | 0 |
| Jun 2020 | $307.9M | $284M | $23.9M | 21 | 0 |
| Mar 2020 | $307.9M | $284M | $23.9M | 21 | 0 |
| Mar 2019 | $258.4M | $232.2M | $26.1M | 21 | 0 |
| Nov 2018 | $255.2M | $225.7M | $29.5M | 20 | 0 |
| Mar 2018 | $255.2M | $225.7M | $29.5M | 20 | 0 |
| Apr 2017 | $278.5M | $246.1M | $32.4M | 21 | 204 |
| Mar 2017 | $278.5M | $246.1M | $32.4M | 21 | 204 |
| Jul 2016 | $218.7M | $188.2M | $30.5M | 21 | 200 |
| Jul 2016 | $218.7M | $188.2M | $30.5M | 21 | 200 |
| Mar 2016 | $218.7M | $188.2M | $30.5M | 21 | 200 |
| Mar 2015 | $246.9M | $213.5M | $33.4M | 19 | 200 |
| Mar 2014 | $217.1M | $187.4M | $29.7M | 20 | 200 |
| Jan 2014 | $244.7M | $218.7M | $26M | 25 | 26 |
| Apr 2013 | $244.7M | $218.7M | $26M | 25 | 26 |
| Mar 2013 | $244.7M | $218.7M | $26M | 25 | 26 |
| Dec 2012 | $228.9M | $212.8M | $16M | 25 | 110 |
| Mar 2012 | $228.9M | $212.8M | $16M | 11 | 110 |
| Jul 2011 | $128.4M | $114.3M | $14.1M | -- | -- |
| Mar 2011 | $128.4M | $114.3M | $14.1M | -- | -- |
| Oct 2009 | $135.2M | $135.2M | $0 | -- | -- |
DateMar 2025
Total AUM$470.9M
Discretionary$430.5M
Non-Disc.$40.4M
Employees25
Clients0
DateOct 2024
Total AUM$408.7M
Discretionary$370.8M
Non-Disc.$37.9M
Employees24
Clients0
DateMar 2024
Total AUM$408.7M
Discretionary$370.8M
Non-Disc.$37.9M
Employees24
Clients0
DateMar 2023
Total AUM$382.8M
Discretionary$350.5M
Non-Disc.$32.4M
Employees23
Clients0
DateOct 2022
Total AUM$419.8M
Discretionary$391.2M
Non-Disc.$28.6M
Employees22
Clients0
DateSep 2022
Total AUM$419.8M
Discretionary$391.2M
Non-Disc.$28.6M
Employees22
Clients0
DateMar 2022
Total AUM$419.8M
Discretionary$391.2M
Non-Disc.$28.6M
Employees22
Clients0
DateJan 2022
Total AUM$362.2M
Discretionary$339.6M
Non-Disc.$22.6M
Employees20
Clients0
DateMar 2021
Total AUM$362.2M
Discretionary$339.6M
Non-Disc.$22.6M
Employees20
Clients0
DateJul 2020
Total AUM$307.9M
Discretionary$284M
Non-Disc.$23.9M
Employees21
Clients0
DateJun 2020
Total AUM$307.9M
Discretionary$284M
Non-Disc.$23.9M
Employees21
Clients0
DateMar 2020
Total AUM$307.9M
Discretionary$284M
Non-Disc.$23.9M
Employees21
Clients0
DateMar 2019
Total AUM$258.4M
Discretionary$232.2M
Non-Disc.$26.1M
Employees21
Clients0
DateNov 2018
Total AUM$255.2M
Discretionary$225.7M
Non-Disc.$29.5M
Employees20
Clients0
DateMar 2018
Total AUM$255.2M
Discretionary$225.7M
Non-Disc.$29.5M
Employees20
Clients0
DateApr 2017
Total AUM$278.5M
Discretionary$246.1M
Non-Disc.$32.4M
Employees21
Clients204
DateMar 2017
Total AUM$278.5M
Discretionary$246.1M
Non-Disc.$32.4M
Employees21
Clients204
DateJul 2016
Total AUM$218.7M
Discretionary$188.2M
Non-Disc.$30.5M
Employees21
Clients200
DateJul 2016
Total AUM$218.7M
Discretionary$188.2M
Non-Disc.$30.5M
Employees21
Clients200
DateMar 2016
Total AUM$218.7M
Discretionary$188.2M
Non-Disc.$30.5M
Employees21
Clients200
DateMar 2015
Total AUM$246.9M
Discretionary$213.5M
Non-Disc.$33.4M
Employees19
Clients200
DateMar 2014
Total AUM$217.1M
Discretionary$187.4M
Non-Disc.$29.7M
Employees20
Clients200
DateJan 2014
Total AUM$244.7M
Discretionary$218.7M
Non-Disc.$26M
Employees25
Clients26
DateApr 2013
Total AUM$244.7M
Discretionary$218.7M
Non-Disc.$26M
Employees25
Clients26
DateMar 2013
Total AUM$244.7M
Discretionary$218.7M
Non-Disc.$26M
Employees25
Clients26
DateDec 2012
Total AUM$228.9M
Discretionary$212.8M
Non-Disc.$16M
Employees25
Clients110
DateMar 2012
Total AUM$228.9M
Discretionary$212.8M
Non-Disc.$16M
Employees11
Clients110
DateJul 2011
Total AUM$128.4M
Discretionary$114.3M
Non-Disc.$14.1M
Employees--
Clients--
DateMar 2011
Total AUM$128.4M
Discretionary$114.3M
Non-Disc.$14.1M
Employees--
Clients--
DateOct 2009
Total AUM$135.2M
Discretionary$135.2M
Non-Disc.$0
Employees--
Clients--