DOVER INVESTMENT FUNDS LLC
CRD #149027 SEC #801-70053 GREENWICH, CT 203-769-4100
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | PRESIDENT | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | PRESIDENT | NA | Control |
| KASSAB, MICHAEL, GEORGE | I | VICE PRESIDENT | NA | Control |
| KASSAB, MICHAEL, GEORGE | I | VICE PRESIDENT | NA | Control |
| DCK HOLDINGS LLC | DE | MEMBER | E | Control |
| DCK HOLDINGS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLIGGOTT, DOUGLAS, ROY | I | DCK HOLDINGS LLC | D | |
| CLIGGOTT, DOUGLAS, ROY | I | DCK HOLDINGS LLC | D | |
| KASSAB, MICHAEL, GEORGE | I | DCK HOLDINGS LLC | C | Control |
| KASSAB, MICHAEL, GEORGE | I | DCK HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 23, 2009 REGISTERED
Notice Filings (1)
CT
Address
140 GREENWICH AVENUEGREENWICH, CT 6830
United States
Phone: 203-769-4100