SOUTHWEST WEALTH ADVISORS, LLC
CRD #149042 SEC #801-69830 SAN ANTONIO, TX 210-320-8672
SEC Registered
Total AUM
$15M
Discretionary
$15M
Employees
5
Clients
10
Accounts
148
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MILLER, RICHARD, ALAN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RICHARD, ALAN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RICHARD, ALAN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RICHARD, ALAN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RICHARD, ALAN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 1, 2010 REGISTERED
Notice Filings (1)
TX
Address
3011 NACOGDOCHES RDBLDG 2
SAN ANTONIO, TX 78217
United States
Phone: 210-320-8672