PIERMONT INC. D/B/A PIERMONT RETIREMENT PLAN SERVICES
CRD #149098 SEC #801-69867 WOODBURY, NY 516-496-7800
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIEDRICH, CARL, AUGUST | I | CHIEF OPERATING OFFICER | NA | Control |
| CAPELL, PHILIP, J | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CAPELL, PHILIP, J | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CAPELL, PHILIP, J | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 4, 2013 REGISTERED
Notice Filings (1)
NY
Address
135 CROSSWAYS PARK DRIVESUITE 102
WOODBURY, NY 11797
United States
Phone: 516-496-7800