AND WEALTH PARTNERS, LLC

Legal name: &WEALTH PARTNERS

CRD #149136 SEC #801-69853 BALTIMORE, MD 410-844-3300

SEC Registered

Total AUM

$470.9M

Discretionary

$273M

Employees

Clients

Accounts

279

Firm Details

Organization Type: Limited Liability Company
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 3, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
WOJIE, SUSAN, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
FAIN, DORIE, HARRIET	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
ROSENBAND, DORIE, FAIN	I	MANAGING MEMBER	E
ROSENBAND, DORIE, FAIN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
ROSENBAND, DORIE, FAIN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
ROSENBAND, DORIE, FAIN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
ROSENBAND, DORIE, FAIN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
ROSENBAND, DORIE, FAIN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
ROSENBAND, DORIE, FAIN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control

Registrations

Federal

Mar 3, 2025 REGISTERED

Notice Filings (7)

DC FL IL MD NH NY TX

Address

1629 THAMES STREET
SUITE 300
BALTIMORE, MD 21231
United States

Phone: 410-844-3300