HANCOCK INSTITUTIONAL ADVISORS, LLC
CRD #149294 SEC #801-70028 ST. LOUIS, MO 314-997-3191
SEC Registered Disclosures
Total AUM
$15.9B
Discretionary
$0
Employees
6
Clients
0
Accounts
12
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAREA, JOSEPH, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| GAREA, JOSEPH, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| GAREA, JOSEPH, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| GAREA, JOSEPH, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| GAREA, JOSEPH, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| GAREA, JOSEPH, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| GAREA, JOSEPH, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| LEWIS, CLINTON, JAMES | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, CLINTON, JAMES | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, CLINTON, JAMES | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, CLINTON, JAMES | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, CLINTON, JAMES | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, CLINTON, JAMES | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, CLINTON, JAMES | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| RULL, STEVEN, MARK | I | EXECUTIVE OFFICER | NA | Control |
| RULL, STEVEN, MARK | I | EXECUTIVE OFFICER | NA | Control |
| RULL, STEVEN, MARK | I | EXECUTIVE OFFICER | NA | Control |
| RULL, STEVEN, MARK | I | EXECUTIVE OFFICER | NA | Control |
| RULL, STEVEN, MARK | I | EXECUTIVE OFFICER | NA | Control |
| RULL, STEVEN, MARK | I | EXECUTIVE OFFICER | NA | Control |
| RULL, STEVEN, MARK | I | EXECUTIVE OFFICER | NA | Control |
| MANCHESTER HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| MANCHESTER HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| MANCHESTER HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| MANCHESTER HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| MANCHESTER HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| MANCHESTER HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| MANCHESTER HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
| SMITH, JOHN, RICHARD | I | PORTFOLIO MANAGER | C | Control |
| SMITH, JOHN, RICHARD | I | PORTFOLIO MANAGER | C | Control |
| SMITH, JOHN, RICHARD | I | PORTFOLIO MANAGER | C | Control |
| SMITH, JOHN, RICHARD | I | PORTFOLIO MANAGER | C | Control |
| SMITH, JOHN, RICHARD | I | PORTFOLIO MANAGER | C | Control |
| SMITH, JOHN, RICHARD | I | PORTFOLIO MANAGER | C | Control |
| SMITH, JOHN, RICHARD | I | PORTFOLIO MANAGER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEWIS, CLINTON, JAMES | I | MANCHESTER HOLDINGS, LLC | F | Control |
| LEWIS, CLINTON, JAMES | I | MANCHESTER HOLDINGS, LLC | F | Control |
| LEWIS, CLINTON, JAMES | I | MANCHESTER HOLDINGS, LLC | F | Control |
| LEWIS, CLINTON, JAMES | I | MANCHESTER HOLDINGS, LLC | F | Control |
| LEWIS, CLINTON, JAMES | I | MANCHESTER HOLDINGS, LLC | F | Control |
| LEWIS, CLINTON, JAMES | I | MANCHESTER HOLDINGS, LLC | F | Control |
| LEWIS, CLINTON, JAMES | I | MANCHESTER HOLDINGS, LLC | F | Control |
| GAREA, JOSEPH, DAVID | I | MANCHESTER HOLDINGS, LLC | C | Control |
| GAREA, JOSEPH, DAVID | I | MANCHESTER HOLDINGS, LLC | C | Control |
| GAREA, JOSEPH, DAVID | I | MANCHESTER HOLDINGS, LLC | C | Control |
| GAREA, JOSEPH, DAVID | I | MANCHESTER HOLDINGS, LLC | C | Control |
| GAREA, JOSEPH, DAVID | I | MANCHESTER HOLDINGS, LLC | C | Control |
| GAREA, JOSEPH, DAVID | I | MANCHESTER HOLDINGS, LLC | C | Control |
| GAREA, JOSEPH, DAVID | I | MANCHESTER HOLDINGS, LLC | C | Control |
| RULL, STEVEN, MARK | I | MANCHESTER HOLDINGS, LLC | C | Control |
| RULL, STEVEN, MARK | I | MANCHESTER HOLDINGS, LLC | C | Control |
| RULL, STEVEN, MARK | I | MANCHESTER HOLDINGS, LLC | C | Control |
| RULL, STEVEN, MARK | I | MANCHESTER HOLDINGS, LLC | C | Control |
| RULL, STEVEN, MARK | I | MANCHESTER HOLDINGS, LLC | C | Control |
| RULL, STEVEN, MARK | I | MANCHESTER HOLDINGS, LLC | C | Control |
| RULL, STEVEN, MARK | I | MANCHESTER HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (3)
IL IN MO
Address
383 MARSHALL AVENUEST. LOUIS, MO 63119-1831
United States
Phone: 314-997-3191