FOGEL NEALE PARTNERS LLC
Legal name: FOGEL NEALE WEALTH MANAGEMENT
CRD #149329 SEC #801-70412 NEW YORK, NY 212-949-0922
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 30, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAVARO, DOMINIC, MICHAEL | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| BAVARO, DOMINIC, MICHAEL | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| COSME, DAMARIS | I | CLIENT SERVICES DIRECTOR | NA | |
| COSME, DAMARIS | I | CLIENT SERVICES DIRECTOR | NA | |
| COSME, DAMARIS | I | CLIENT SERVICES DIRECTOR | NA | |
| COSME, DAMARIS | I | CLIENT SERVICES DIRECTOR | NA | |
| COSME, DAMARIS | I | CLIENT SERVICES DIRECTOR | NA | |
| COSME, DAMARIS | I | CLIENT SERVICES DIRECTOR | NA | |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOGEL, RALPH, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| NEALE, ANDREW, JAMES | I | EXECUTIVE | NA | Control |
| OTTEN, DENISE, GABAY | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| SACKS, MICHAEL, HARRIS | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| SACKS, MICHAEL, HARRIS | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| SACKS, MICHAEL, HARRIS | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| SACKS, MICHAEL, HARRIS | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| SCHULTZ, KENNETH, BARRY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SILVERBERG, FRANK | I | PRIVATE WEALTH ADVISOR | NA | |
| SILVERBERG, FRANK | I | PRIVATE WEALTH ADVISOR | NA | |
| SILVERBERG, FRANK | I | PRIVATE WEALTH ADVISOR | NA | |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STINEMAN, JOSEPH, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAXLER, JASON, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | Control |
| WAXLER, JASON, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | Control |
| WAXLER, JASON, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | Control |
| WAXLER, JASON, DAVID | I | INVESTMENT ADVISER REPRESENTATIVE | NA | Control |
| WU, JIE | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WU, JIE | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WU, JIE | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| WU, JIE | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| ZWICK, HARRY, IAN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| ZWICK, HARRY, IAN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| ZWICK, HARRY, IAN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| ZWICK, HARRY, IAN | I | INVESTMENT ADVISER REPRESENTATIVE | NA | |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL NEALE PARTNERS, LLC | DE | PARENT COMPANY | E | Control |
| FOGEL, PHILIP, MICHAEL | I | PARTNER | B | Control |
| FOGEL, PHILIP, MICHAEL | I | PARTNER | B | Control |
| FOGEL, RALPH, ALAN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FOGEL, RALPH, ALAN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FOGEL, ROBERT, JOEL | I | PARTNER | B | Control |
| FOGEL, ROBERT, JOEL | I | PARTNER | B | Control |
| KASHAN, MICHAEL, J. | I | PARTNER | B | Control |
| NEALE, ANDREW, JAMES | I | PARTNER | B | Control |
| NEALE, ANDREW, JAMES | I | PARTNER | B | Control |
Registrations
Federal
IA
Sep 30, 2009 REGISTERED
Notice Filings (1)
NY
Address
90 BROAD ST.SUITE 2202
NEW YORK, NY 10004
United States
Phone: 212-949-0922