SA FINANCIAL GROUP, LLC
CRD #149334 SEC #801-69998 LOS ANGELES, CA 917-209-7755
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLAN, EDWARD, DANIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, EDWARD, DANIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SETO, PAUL, JEN | I | MANAGING MEMBER | B | |
| SETO, PAUL, JEN | I | MANAGING MEMBER | B |
Registrations
Federal
IA
Feb 27, 2009 REGISTERED
Notice Filings (1)
CA
Address
585 ROSSMORE AVENUE#501
LOS ANGELES, CA 90004
United States
Phone: 917-209-7755